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III

IGST Act · Chapter III

Levy and Collection of Tax

2 sections authoredIGST Act, 2017

BHARAT TAX

Treatise on the Integrated Goods and Services Tax Act, 2017

CGST · IGST · UTGST · DGST · Rules thereunder

INTEGRATED GOODS AND SERVICES TAX ACT, 2017

Chapter III — LEVY AND COLLECTION OF TAX (Sections 5-6)

Chapter Index — fourteen-section practitioner architecture

Effective from 1 July 2017 (IGST Act, 2017) | First Edition | May 2026

[The IGST charging section + exemption power — substantive heart of the inter-State GST regime]

1. Scope at a Glance

Chapter III of the IGST Act (ss. 5 and 6) is the substantive heart of the inter-State GST regime. Section 5 is the charging section — sub-section (1) levies IGST on inter-State supplies (with proviso for imports as duty of customs); sub-section (2) defers the charge on petroleum products; sub-section (3) creates reverse-charge mechanism for notified categories; sub-section (4) — substituted by IGST Amendment Act 2018 — creates narrower RCM for notified class receiving from unregistered suppliers; sub-section (5) creates the e-commerce operator deemed-supplier framework. Section 6 provides the exemption power — general exemption by notification, special exemption by order, and one-year Explanation insertion window. Together they define the perimeter of every IGST liability and every IGST exemption claim.

2. Section-by-Section Synopsis

SECTION

OPERATIVE SYNOPSIS

Section 5 — Levy and collection

Five sub-sections. (1) Substantive IGST charge on inter-State supplies at notified rates not exceeding 40%; proviso for IGST on imports as duty of customs collected at customs clearance. (2) Petroleum products charge deferred to Council-notified date (not yet notified). (3) RCM on notified categories — Notif 4/2017-IT(R) (goods) and 10/2017-IT(R) (services). (4) Substituted by IGST Amendment Act 2018 w.e.f. 01.02.2019 — RCM on notified class of registered persons receiving notified supplies from unregistered suppliers (primarily real-estate promoters per Notif 7/2019-CT(R)). (5) E-commerce operator deemed-supplier for notified services — Notif 17/2017-IT(R) covers radio-taxi, accommodation, housekeeping, restaurant (post 01.01.2022), with provisos for representative / appointee for non-resident ECOs.

Section 6 — Power to grant exemption from tax

Three sub-sections. (1) General exemption by notification — absolute or conditional. (2) Special exemption by order in exceptional cases (rarely used in practice). (3) Explanation insertion within one year of original notification / order, with retrospective effect "as if always part of original". Explanation: where exemption is absolute, supplier shall not collect tax in excess of effective rate.

3. Key Doctrines

DOCTRINE

SOURCE / APPLICATION

Mohit Minerals — composite supply + Council persuasive

RCM notification cannot enlarge charge beyond composite-supply scope; GST Council recommendations are persuasive not binding. (2022) 10 SCC 700.

VKC Footsteps — refund as statutory concession

Refund of accumulated ITC for inverted-duty is statutory entitlement not constitutional right; Rule 89(5) limited scope upheld. (2022) 2 SCC 603.

Safari Retreats — functionality test for plant

ITC on construction inputs for buildings used to make taxable outward supplies (rental, hotel, mall) depends on functionality test; building may qualify as 'plant' under s. 17(5)(d). (2024).

Bharti Airtel — finality of self-assessment

GST is self-assessment regime; retrospective rectification of GSTR-3B not permitted. (2022) 4 SCC 328.

Skill Lotto — legislative latitude on goods

Definition of 'goods' under GST is broad; legislative discretion in valuation. (2021) 15 SCC 667.

L&T — works contract accretion

Goods incorporated in building become buyer's property at incorporation; deemed sale. (2014) 1 SCC 708. Informs IGST POS for works-contract.

Imagic Creative — composite supply principal-supply

Service-tax and VAT mutually exclusive; principal-supply doctrine. (2008) 2 SCC 614.

AIFTP — service-tax constitutional foundation

Service-tax is value-added tax on services; constitutional anchor for GST on services. (2007) 7 SCC 527.

Dilip Kumar strict-then-liberal

Exemption notifications construed strictly at threshold (whether case falls within); liberally thereafter (extent of exemption). (2018) 9 SCC 1.

Vatika Township prospectivity

Strong presumption of prospectivity for any rate / exemption change. (2015) 1 SCC 1.

Mafatlal unjust enrichment

Refund denied where burden passed on. (1997) 5 SCC 536.

Maneka Gandhi audi alteram partem

Procedural fairness for any adverse rate / classification / exemption change.

Maximum-rate cap (40%)

Section 5(1) caps IGST rate at 40%; rates above ultra vires.

Petroleum-deferral architecture

Section 5(2) defers IGST charge on petroleum to Council-notified date (not yet notified). Pre-GST excise + VAT regime continues for these products.

4. Amendment Timeline

DATE / INSTRUMENT

CHANGE

01.07.2017 — Notification 3/2017-IT

Sections 5 and 6 brought into force as part of substantive IGST regime.

28.06.2017 — Notifications 1/2017, 4/2017, 8/2017, 9/2017, 10/2017, 12/2017, 17/2017-IT(R)

Rate schedules, RCM lists, e-commerce operator framework, exempt schedules — operative from appointed-day.

13.10.2017 — Notification 38/2017-CT (and successors)

Suspension of original s. 5(4) / s. 9(4) RCM on unregistered-supplier purchases. Kept in suspension till 31.01.2019.

29.08.2018 — IGST (Amendment) Act 2018 (Act 32 of 2018)

Substituted s. 5(4) with narrower scope — RCM only on notified class for notified supplies from unregistered suppliers. W.e.f. 01.02.2019.

29.03.2019 — Notification 7/2019-CT(R)

First operative notification under substituted s. 5(4) / s. 9(4) — RCM on real-estate promoters for specified inputs (cement etc.).

19.05.2022 — Mohit Minerals (SC)

Notifications 8/2017-IT(R) and 10/2017-IT(R) struck down to extent they imposed RCM on ocean freight component of CIF imports.

30.12.2021 — Notification 17/2021-CT(R)

Amended Notification 17/2017 to include restaurant services + cloud kitchens within ECO deemed-supplier framework. Effective 01.01.2022.

03.10.2024 — Safari Retreats (SC)

Functionality test for 'plant' in s. 17(5)(d) — building used to make taxable supplies may qualify; matter remanded.

Periodic amendments to rate notifications

Notifications 1/2017 and 8/2017 amended dozens of times since 2017 — rate rationalisation, sector-specific changes.

5. Forms — Direct or Indirect Use in Chapter III

FORM

PURPOSE / TRIGGER

Tax invoice (Rule 46 CGST Rules)

s. 5(1) charge — invoice must show POS, IGST amount, HSN/SAC.

GSTR-1 Table 5A / 7A

Inter-State outward supplies — B2B / B2C POS-wise reporting.

GSTR-3B Table 3.1(a)

Outward taxable supplies including IGST.

GSTR-3B Table 3.1(b)

Zero-rated supplies (export / SEZ) — taxable in scheme of charge but rate is NIL.

GSTR-3B Table 3.1(c)

Exempt / nil-rated supplies — under s. 6 exemption.

GSTR-3B Table 3.1(d)

Inward supplies attracting RCM under s. 5(3)/(4) — IGST payable.

GSTR-3B Table 4

ITC available including on RCM-paid.

Bill of Entry (Customs)

Import-IGST under s. 5(1) proviso — IGST particulars on BoE.

RFD-01

Refund of accumulated ITC under zero-rated / inverted; refund of IGST on exports.

LUT (Form GST RFD-11)

For zero-rated supply without IGST under s. 16.

Self-invoice (Rule 36 CGST Rules)

For RCM on unregistered-supplier purchases under s. 5(4).

6. Due-Date / Compliance-Calendar Footprint

TRIGGER

TIMELINE

IGST charge on inter-State supply

Time of supply per ss. 12-13 CGST applied via s. 20 IGST.

IGST on imports

Time of customs clearance under s. 12 Customs Act.

GSTR-3B tax payment

Monthly — 20th / 22nd / 24th depending on State.

GSTR-1 outward reporting

Monthly — 11th; or QRMP IFF — 13th.

LUT renewal

Annual — before 1 April for the new financial year.

Refund application

Within 2 years of relevant date under s. 54.

Rate-notification effective dates

Notified separately; subscribe to CBIC notifications.

Periodic rate change tracking

Multiple per year — Council meeting decisions converted to notifications.

7. Filing Frequency / Reporting Triggers

  • Monthly GSTR-3B — tax payment + RCM payable + ITC + exempt supplies.
  • Monthly GSTR-1 — outward supplies with POS-wise inter-State reporting.
  • Quarterly QRMP option for small taxpayers — Form GSTR-1 quarterly + IFF monthly.
  • Annual GSTR-9 + GSTR-9C — reconciliation with audited financials.
  • Bill of Entry — at every import; IGST collected at customs clearance.
  • Periodic LUT — annual renewal before 1 April.
  • Self-invoice for RCM-on-unregistered-supplier purchases — at time of supply.
  • Refund applications — event-driven (post-export / post-SEZ / inverted-cycle).

8. CBIC Circulars / Notifications Summary

INSTRUMENT

SUBJECT

Notification 1/2017-IT(R)

Goods rate schedule.

Notification 8/2017-IT(R)

Services rate schedule.

Notification 4/2017-IT(R)

RCM on specified goods.

Notification 10/2017-IT(R)

RCM on specified services.

Notification 17/2017-IT(R)

E-commerce operator deemed-supplier framework.

Notification 9/2017-IT(R)

Exempt goods schedule.

Notification 12/2017-CT(R)

Exempt services schedule (parallel for IGST).

Notification 18/2017-IT(R)

SEZ supplies exemption.

Notification 7/2019-CT(R)

Substituted s. 5(4) / s. 9(4) operative notification for real-estate.

Notification 38/2017-CT (and successors)

Suspension of original s. 5(4) RCM (operative till 31.01.2019).

Notification 17/2021-CT(R)

Restaurant + cloud kitchen added to ECO deemed-supplier framework.

Circular 76/50/2018-GST

Government services RCM clarifications.

Circular 32/06/2018-GST

Government services exemption clarifications.

Circular 51/25/2018-GST

Healthcare exemption clarifications.

Circular 130/49/2019-GST

Restaurant-through-ECO clarifications (pre-2021 framework).

IGST (Amendment) Act 2018 (Act 32 of 2018)

Substitution of s. 5(4) w.e.f. 01.02.2019.

9. Sectoral Pointers — Chapter III Application

SECTOR

POINTERS

Manufacturing — inter-State supplies

s. 5(1) charge; rate per Notif 1/2017-IT(R) HSN-wise. Composite-supply rate per principal-supply test.

Services — inter-State

s. 5(1) charge; rate per Notif 8/2017-IT(R) SAC-wise. RCM under Notif 10/2017 for GTA, legal, sponsorship, govt services.

Importers

s. 5(1) proviso + s. 3(7) Customs Tariff Act; CIF + BCD = IGST base. Mohit Minerals — no separate IGST on ocean freight.

Exporters

Zero-rated under s. 16; LUT or IGST-paid + refund. Refund under Rule 89/96.

SEZ developers / units

Exemption under Notif 18/2017-IT(R); or zero-rated under s. 16 via LUT / IGST-paid.

Real-estate promoters

Substituted s. 5(4) RCM under Notif 7/2019-CT(R) for cement, capital goods, > 80% input threshold.

E-commerce operators

s. 5(5) deemed-supplier — Uber/Ola (taxi), accommodation aggregators, restaurant aggregators (post 01.01.2022).

Healthcare / education

Exempt under Notif 12/2017-CT(R); ITC reversal under Rule 42/43 for common inputs.

Government suppliers

RCM on most Government services under Notif 10/2017 + Circular 32/2018; specified exclusions.

GTA

Choice of 5% (RCM) or 12% (forward charge with full ITC); recipient under RCM under Notif 10/2017.

Petroleum / alcohol

s. 5(2) deferred for petroleum; alcohol outside GST entirely (Constitution Schedule). Pre-GST regime continues.

10. Practitioner Quick-Reference

SITUATION

QUICK ANSWER / SECTION

Maximum IGST rate?

40% per s. 5(1); rates above ultra vires.

IGST on imports — who collects?

Customs officer at customs clearance under s. 5(1) proviso + s. 3(7) Customs Tariff Act.

Post Mohit Minerals — IGST on ocean freight?

NO separate IGST under s. 5(3)/(4); already in CIF + BCD value base.

What does substituted s. 5(4) cover?

Notified class (currently real-estate promoters under Notif 7/2019) receiving notified supplies from unregistered suppliers.

Who pays tax under s. 5(5) for Uber / Ola?

E-commerce operator (Uber / Ola) as deemed supplier under Notif 17/2017-IT(R).

Tax on restaurant through Zomato post-01.01.2022?

Zomato pays IGST as deemed supplier at 5% (without ITC); restaurant does not charge separate tax.

Petroleum IGST?

Deferred under s. 5(2); not yet notified. Pre-GST excise + VAT continues.

Absolute exemption + collection?

Barred by Explanation to s. 6 — supplier shall not collect tax in excess of effective rate.

Conditional exemption — recipient deviates?

Strict-then-liberal Dilip Kumar; recipient diversion may invite recovery from recipient; supplier compliance at time of supply protects.

11. Cross-Chapter Coordination

  • Chapter I (ss. 1-2) — definitional foundation; "integrated tax", "output tax", "supply", "taxable territory" feed into s. 5 charge.
  • Chapter II (ss. 3-4) — officers administer s. 5 charge and s. 6 exemptions.
  • Chapter IV (ss. 7-9) — inter-State supply characterisation triggers s. 5(1) charge.
  • Chapter V (ss. 10-14) — POS determination feeds inter-State classification.
  • Chapter VI (s. 15) — tourist refund — refund of IGST collected.
  • Chapter VII (s. 16) — zero-rated supply — takes supplies outside s. 5 charge.
  • Chapter VIII (ss. 17-19) — apportionment of IGST collected; wrongly-paid IGST refund.
  • Chapter IX (ss. 20-25) — application of CGST including ITC chapter via s. 20.
  • CGST Chapter III (ss. 7-11A) — supply definition under s. 7 incorporated; s. 9 parallel charge; s. 11 parallel exemption.
  • CGST Chapter IV (ss. 12-15) — time of supply (anchors rate); value of supply (s. 15 incorporated into s. 5 base).
  • CGST Chapter V (ss. 16-21) — ITC architecture; output of s. 5 becomes input for downstream.
  • CGST Chapter VIII (ss. 35-36) — accounts and records.
  • CGST Chapter IX (ss. 37-48) — returns including GSTR-1, 3B, 9 for s. 5 reporting.
  • CGST Chapter X (ss. 49-53A) — payment of tax under s. 49; utilisation order.
  • CGST Chapter XI (ss. 54-58) — refund including under s. 16 for zero-rated.
  • CGST Chapter XV (ss. 73-84) — SCN / demand for s. 5 short-payment.
  • CGST Chapter XVII (ss. 95-106) — advance ruling on s. 5 classification / exemption.
  • CGST Chapter XIX (ss. 122-138) — offences / penalties / prosecution for evasion.
  • Customs Tariff Act 1975 + Customs Act 1962 — for IGST on imports under s. 5(1) proviso.
  • GST (Compensation to States) Act 2017 — parallel compensation cess on inter-State supplies of specified goods.

12. File-Link Navigation — Chapter III Files

FILE

COVERAGE

00 - Chapter III Index.docx (this file)

Chapter-level practitioner index.

Section 5 - Levy and collection.docx

s. 5 — IGST charging section; sub-sections (1)-(5); RCM architecture; e-commerce framework; imports as customs duty; Mohit Minerals doctrinal anchor.

Section 6 - Power to grant exemption from tax.docx

s. 6 — exemption power; general / special / Explanation insertion; absolute vs conditional; Dilip Kumar strict-then-liberal rule.

13. External Constitutional and Statutory Anchors

  • Article 246A — concurrent GST competence (charging power foundation).
  • Article 269A — apportionment of inter-State GST.
  • Article 265 — no tax without authority of law (exemption-power converse principle).
  • Article 286(1) / (1A) — restrictions on State taxation of inter-State / import.
  • IGST (Amendment) Act 2018 (Act 32 of 2018) — substituted s. 5(4).
  • CGST Act 2017 — s. 9 parallel charge, s. 11 parallel exemption.
  • SGST Acts of all States — parallel charging and exemption.
  • UTGST Act 2017 — parallel for UTs without Legislature.
  • GST (Compensation to States) Act 2017 — parallel compensation cess.
  • Customs Tariff Act 1975 — s. 3(7), s. 3(8) for IGST on imports.
  • Customs Act 1962 — s. 12 time-anchor for IGST on imports.
  • Foreign Trade Policy 2023 — export / SEZ / import framework.
  • SEZ Act 2005 — for SEZ-supply exemption framework.
  • GST Council recommendations — pre-condition for every charge / exemption notification.

14. Key Takeaways

  • Section 5 is the IGST charging section — every IGST liability traces to one of sub-sections (1)-(5).
  • Section 5(1) substantive charge on inter-State supplies; proviso for imports as duty of customs.
  • Section 5(2) defers petroleum charge — pre-GST regime continues.
  • Section 5(3) RCM on notified categories — Notifications 4/2017 (goods) + 10/2017 (services).
  • Section 5(4) substituted by FA 2018 — narrower scope for notified class + notified supplies + unregistered source.
  • Section 5(5) e-commerce operator deemed-supplier — Notification 17/2017 + 2021 amendment for restaurant.
  • Mohit Minerals (2022) — RCM notification cannot enlarge charge; GST Council recommendations persuasive not binding.
  • Section 6 exemption power — general by notification, special by order, Explanation insertion within one year.
  • Absolute exemption + Explanation to s. 6 — supplier barred from collecting tax above effective rate.
  • Dilip Kumar (2018) — exemption notifications strict-then-liberal; threshold strict, scope liberal.
  • Vatika Township (2015) — strong prospectivity presumption for rate / exemption changes.
  • Mafatlal (1997) — unjust enrichment bars refund where burden passed on; applies to all s. 5/6 refunds.
  • Maximum rate cap 40% under s. 5(1) — outer constitutional boundary.
  • For every supply, run s. 5s. 7 → ss. 10-14 sequence; for every exemption, run Notification + condition compliance + Dilip Kumar analysis.

Sections in this chapter